Nero Nam Nguyen, CFA
Senior Finance Analyst
Nero Nam Nguyen is a senior analyst with the Market Manipulations Investigations department of the Financial Industry Regulatory Authority, Inc. (FINRA). Prior to joining FINRA, he was an equity research analyst for University of Maryland’s Endowment Fund titled The Global Equity Fund. He has over 10 years of investment experience in equities and derivatives. He received his MBA and Master of Finance from the University of Maryland. He has passed all three levels of the CFA Program. Additionally, he has taken and completed the new Securities Industry Essentials (SIE) examination. He teaches finance part-time to MBA students. He writes and publishes articles on his blog and on SeekingAlpha.